NATIONAL SECURITY COUNCIL

                      WASHINGTON, D.C. 20506

 

                                                      April 24, 1974

 

National Security Study Memorandum 200

--------------------------------------

 

TO:      The Secretary of Defense

         The Secretary of Agriculture

         The Director of Central Intelligence

         The Deputy Secretary of State

         Administrator, Agency for International Development

 

SUBJECT: Implications of Worldwide Population Growth for U.S.

         Security and Overseas Interests

 

The President has directed a study of the impact of world population

growth on U.S. security and overseas interests.  The study should look

forward at least until the year 2000, and use several alternative

reasonable projections of population growth.

 

In terms of each projection, the study should assess:

 

  - the corresponding pace of development, especially in poorer

    countries;

 

  - the demand for US exports, especially of food, and the trade

    problems the US may face arising from competition for re-

    sources;  and

 

  - the likelihood that population growth or imbalances will

    produce disruptive foreign policies and international

    instability.

 

The study should focus on the international political and economic

implications of population growth rather than its ecological, socio-

logical or other aspects.

 

The study would then offer possible courses of action for the United

States in dealing with population matters abroad, particularly in

developing countries, with special attention to these questions:

 

  - What, if any, new initiatives by the United States are needed

    to focus international attention on the population problem?

 

  - Can technological innovations or development reduce

    growth or ameliorate its effects?

 

  - Could the United States improve its assistance in the population

    field and if so, in what form and through which agencies --

    bilateral, multilateral, private?

 

The study should take into account the President's concern that

population policy is a human concern intimately related to the

dignity of the individual and the objective of the United States is to

work closely with others, rather than seek to impose our views on

others.

 

The President has directed that the study be accomplished by the

NSC Under Secretaries Committee.  The Chairman, Under Secretaries

Committee, is requested to forward the study together with the

Committee's action recommendations no later than May 29,

1974 for consideration by the President.

 

 

 

                                        HENRY A. KISSINGER

 

 

 

cc:  Chairman, Joint Chiefs of Staff









 

                             NSSM 200:

 

            IMPLICATIONS OF WORLDWIDE POPULATION GROWTH

              FOR U.S. SECURITY AND OVERSEAS INTERESTS

 

 

                         December 10, 1974

 

 

 

 

                 CLASSIFIED BY Harry C. Blaney, III

          SUBJECT TO GENERAL DECLASSIFICATION SCHEDULE OF

             EXECUTIVE ORDER 11652 AUTOMATICALLY DOWN-

           GRADED AT TWO YEAR INTERVALS AND DECLASSIFIED

                       ON DECEMBER 31, 1980.

 

 

 

 

This document can only be declassified by the White House.

----------------------------------------------------------

 

 

 

 

                 Declassified/Released on    7/3/89

                                          -----------

                   under provisions of E.O. 12356

             by F. Graboske, National Security Council










                          

EXECUTIVE SUMMARY

World Demographic Trends

    1.  World Population growth since World War II is
quantitatively and qualitatively different from any
previous epoch in human history. The rapid reduction in
death rates, unmatched by corresponding birth rate
reductions, has brought total growth rates close to 2
percent a year, compared with about 1 percent before World
War II, under 0.5 percent in 1750-1900, and far lower rates
before 1750. The effect is to double the world's popu-
lation in 35 years instead of 100 years. Almost 80 million
are now being added each year, compared with 10 million in
1900.

    2.  The second new feature of population trends is
the sharp differentiation between rich and poor countries.
Since 1950, population in the former group has been growing
at 0 to 1.5 percent per year, and in the latter at 2.0 to
3.5 percent (doubling in 20 to 35 years). Some of the
highest rates of increase are in areas already densely
populated and with a weak resource base.

    3.  Because of the momentum of population dynamics,
reductions in birth rates affect total numbers only slowly.
High birth rates in the recent past have resulted in a
high proportion in the youngest age groups, so that there
will continue to be substantial population increases over
many years even if a two-child family should become the
norm in the future. Policies to reduce fertility will
have their main effects on total numbers only after several
decades. However, if future numbers are to be kept within
reasonable bounds, it is urgent that measures to reduce
fertility be started and made effective in the 1970's and
1980's. Moreover, programs started now to reduce birth
rates will have short run advantages for developing
countries in lowered demands on food, health and educational
and other services and in enlarged capacity to contribute
to productive investments, thus accelerating development.

    4.  U.N. estimates use the 3.6 billion population
of 1970 as a base (there are nearly 4 billion now) and
project from about 6 billion to 8 billion people for the
year 2000 with the U.S. medium estimate at 6.4 billion.
The U.S. medium projections show a world population of
12 billion by 2075 which implies a five-fold increase in
south and southeast Asia and in Latin American and a seven-
fold increase in Africa, compared with a doubling in east
Asia and a 40% increase in the presently developed countries
(see Table I). Most demographers, including the U.N. and
the U.S. Population Council, regard the range of 10 to 13
billion as the most likely level for world population
stability, even with intensive efforts at fertility control.
(These figures assume, that sufficient food could be
produced and distributed to avoid limitation through famines.)
 

Adequacy of World Food Supplies

    5.  Growing populations will have a serious impact
on the need for food especially in the poorest, fastest
growing LDCs. While under normal weather conditions and
assuming food production growth in line with recent trends,
total world agricultural production could expand faster than
population, there will nevertheless be serious problems
in food distribution and financing, making short-
ages, even at today's poor nutrition levels, probable in
many of the larger more populous LDC regions. Even
today 10 to 20 million people die each year due, directly or
indirectly, to malnutrition. Even more serious is the
consequence of major crop failures which are likely to
occur from time to time.

    6.  The most serious consequence for the short and
middle term is the possibility of massive famines in
certain parts of the world, especially the poorest regions.
World needs for food rise by 2-1/2 percent or more per
year (making a modest allowance for improved diets and
nutrition) at a time when readily available fertilizer
and well-watered land is already largely being utilized.
Therefore, additions to food production must come mainly
from higher yields. Countries with large population
growth cannot afford constantly growing imports, but for
them to raise food output steadily by 2 to 4 percent over
the next generation or two is a formidable challenge.
Capital and foreign exchange requirements for intensive
agriculture are heavy, and are aggravated by energy cost
increases and fertilizer scarcities and price rises. The
institutional, technical, and economic problems of
transforming traditional agriculture are also very
difficult to overcome.

    7.  In addition, in some overpopulated regions, rapid
population growth presses on a fragile environment in ways
that threaten longer-term food production: through culti-
vation of marginal lands, overgrazing, desertification,
deforestation, and soil erosion, with consequent destruction
of land and pollution of water, rapid siltation of reser-
voirs, and impairment of inland and coastal fisheries.

Minerals and Fuel

    8.  Rapid population growth is not in itself a major
factor in pressure on depletable resources (fossil fuels
and other minerals), since demand for them depends more on
levels of industrial output than on numbers of people. On
the other hand, the world is increasingly dependent on
mineral supplies from developing countries, and if rapid
population frustrates their prospects for economic develop-
ment and social progress, the resulting instability may
undermine the conditions for expanded output and sustained
flows of such resources.

    9.  There will be serious problems for some of the
poorest LDCs with rapid population growth. They will
increasingly find it difficult to pay for needed raw
materials and energy. Fertilizer, vital for their own
agricultural production, will be difficult to obtain for
the next few years. Imports for fuel and other materials
will cause grave problems which could impinge on the U.S.,
both through the need to supply greater financial support
and in LDC efforts to obtain better terms of trade through
higher prices for exports.

Economic Development and Population Growth

    10.  Rapid population growth creates a severe drag on
rates of economic development otherwise attainable, some-
times to the point of preventing any increase in per capita
incomes. In addition to the overall impact on per capita
incomes, rapid population growth seriously affects a vast
range of other aspects of the quality of life important
to social and economic progress in the LDCs.

    11.  Adverse economic factors which generally result
from rapid population growth include:

  • reduced family savings and domestic investment;

  • increased need for large amounts of foreign
    exchange for food imports;

  • intensification of severe unemployment and under-
    employment;

  • the need for large expenditures for services such
    as dependency support, education, and health which
    would be used for more productive investment;

  • the concentration of developmental resources on
    increasing food production to ensure survival for
    a larger population, rather than on improving living
    conditions for smaller total numbers.

    12.  While GNP increased per annum at an average
rate of 5 percent in LDCs over the last decade, the popula-
tion increase of 2.5 percent reduced the average annual per
capita
growth rate to only 2.5 percent. In many heavily
populated areas this rate was 2 percent or less. In the
LDCs hardest hit by the oil crisis, with an aggregate popula-
tion of 800 million, GNP increases may be reduced to less
than 1 percent per capita per year for the remainder of
the 1970's. For the poorest half of the populations of these
countries, with average incomes of less than $100, the
prospect is for no growth or retrogression for this period.

    13.  If significant progress can be made in slowing
population growth, the positive impact on growth of GNP
and per capita income will be significant. Moreover,
economic and social progress will probably contribute further
to the decline in fertility rates.

    14.  High birth rates appear to stem primarily from:

a. inadequate information about and availability
of means of fertility control;

b. inadequate motivation for reduced numbers of
children combined with motivation for many
children resulting from still high infant
and child mortality and need for support in
old age; and

c. the slowness of change in family preferences
in response to changes in environment.

    15.  The universal objective of increasing the world's
standard of living dictates that economic growth outpace
population growth. In many high population growth areas of
the world, the largest proportion of GNP is consumed, with
only a small amount saved. Thus, a small proportion of GNP
is available for investment -- the "engine" of economic
growth. Most experts agree that, with fairly constant costs
per acceptor, expenditures on effective family planning
services are generally one of the most cost effective invest-
ments for an LDC country seeking to improve overall welfare
and per capita economic growth. We cannot wait for
overall modernization and development to produce
lower fertility rates naturally since this will undoubtedly
take many decades in most developing countries, during
which time rapid population growth will tend to slow develop
ment and widen even more the gap between rich and poor.

    16.  The interrelationships between development and
population growth are complex and not wholly understood.
Certain aspects of economic development and modernization
appear to be more directly related to lower birth rates
than others. Thus certain development programs may
bring a faster demographic transition to lower fertility
rates than other aspects of development. The World Population
Plan of Action adopted at the World Population Conference
recommends that countries working to affect fertility
levels should give priority to development programs and
health and education strategies which have a decisive
effect on fertility. International cooperation should
give priority to assisting such national efforts. These
programs include: (a) improved health care and nutrition to
reduce child mortality, (b) education and improved social
status for women; (c) increased female employment; (d)
improved old-age security; and (e) assistance for the
rural poor, who generally have the highest fertility,
with actions to redistribute income and resources including
providing privately owned farms. However, one cannot
proceed simply from identification of relationships to
specific large-scale operational programs. For example,
we do not yet know of cost-effective ways to encourage
increased female employment, particularly if we are concerned
about not adding to male unemployment. We do not yet know
what specific packages of programs will be most cost
effective in many situations.

    17.  There is need for more information on cost
effectiveness of different approaches on both the "supply"
and the "demand" side of the picture. On the supply side,
intense efforts are required to assure full availability
by 1980 of birth control information and means to all
fertile individuals, especially in rural areas. Improve-
ment is also needed in methods of birth control most
acceptable and useable by the rural poor. On the demand
side, further experimentation and implementation action
projects and programs are needed. In particular, more
research is needed on the motivation of the poorest who
often have the highest fertility rates. Assistance
programs must be more precisely targeted to this group
than in the past.

    18.  It may well be that desired family size will
not decline to near replacement levels until the lot
of the LDC rural poor improves to the extent that the
benefits of reducing family size appear to them to outweigh
the costs. For urban people, a rapidly growing element in
the LDCs, the liabilities of having too many children are
already becoming apparent. Aid recipients and donors must
also emphasize development and improvements in the quality
of life of the poor, if significant progress is to be made
in controlling population growth. Although it was adopted
primarily for other reasons, the new emphasis of AID's
legislation on problems of the poor (which is echoed in
comparable changes in policy emphasis by other donors and
by an increasing number of LDC's) is directly relevant to
the conditions required for fertility reduction.

Political Effects of Population Factors

    19.  The political consequences of current population
factors in the LDCs -- rapid growth, internal migration,
high percentages of young people, slow improvement in
living standards, urban concentrations, and pressures
for foreign migration -- are damaging to the internal
stability and international relations of countries in whose
advancement the U.S. is interested, thus creating political
or even national security problems for the U.S. In a
broader sense, there is a major risk of severe damage to
world economic, political, and ecological systems and, as
these systems begin to fail, to our humanitarian values.

    20.  The pace of internal migration from countryside
to over-swollen cities is greatly intensified by rapid
population growth. Enormous burdens are placed on LDC
governments for public administration, sanitation, education,
police, and other services, and urban slum dwellers (though
apparently not recent migrants) may serve as a volatile,
violent force which threatens political stability.

    21.  Adverse socio-economic conditions generated by these
and related factors may contribute to high and increasing
levels of child abandonment, juvenile delinquency, chronic
growing underemployment and unemployment, petty thievery,
and organized brigandry, food riots, separatist movements,
communal massacres, revolutionary actions and counter-
revolutionary coups. Such conditions also detract from the
environment needed to attract the foreign capital vital to
increasing levels of economic growth in these areas. these If
conditions result in expropriation of foreign interests,
such action, from an economic viewpoint, is not in the best
interests of either the investing country or the host
government.

    22.  In international relations, population factors
are crucial in, and often determinants of, violent conflicts
in developing areas. Conflicts that are regarded in pri-
marily political terms often have demographic roots. Recog-
nition of these relationships appears crucial to any under-
standing or prevention of such hostilities.

General Goals and Requirements for Dealing With Rapid
Population Growth

    23.  The central question for world population policy in
the year 1974, is whether mankind is to remain on a track
toward an ultimate population of 12 to 15 billion -- implying
a five to seven-fold increase in almost all the underdeveloped
world outside of China -- or whether (despite the momentum of
population growth) it can be switched over to the course of
earliest feasible population stability -- implying ultimate
totals of 8 to 9 billions and not more than a three or four-
fold increase in any major region.

    24.  What are the stakes? We do not know whether
technological developments will make it possible to feed
over 8 much less 12 billion people in the 21st century.
We cannot be entirely certain that climatic changes in the
coming decade will not create great difficulties in feeding a
growing population, especially people in the LDCs who live
under increasingly marginal and more vulnerable conditions.
There exists at least the possibility that present develop-
ments point toward Malthusian conditions for many regions
of the world.

    25.  But even if survival for these much larger numbers
is possible, it will in all likelihood be bare survival,
with all efforts going in the good years to provide
minimum nutrition and utter dependence in the bad years on
emergency rescue efforts from the less populated and richer
countries of the world. In the shorter run -- between now
and the year 2000 -- the difference between the two courses
can be some perceptible material gain in the crowded poor
regions, and some improvement in the relative distribution
of intra-country per capita income between rich and poor,
as against permanent poverty and the widening of income gaps.
A much more vigorous effort to slow population growth can
also mean a very great difference between enormous tragedies
of malnutrition and starvation as against only serious
chronic conditions.

Policy Recommendations

    26.  There is no single approach which will "solve"
the population problem. The complex social and economic
factors involved call for a comprehensive strategy with
both bilateral and multilateral elements. At the same
time actions and programs must be tailored to specific
countries and groups. Above all, LDCs themselves must
play the most important role to achieve success.

    27.  Coordination among the bilateral donors and
multilateral organizations is vital to any effort to
moderate population growth. Each kind of effort will be
needed for worldwide results.

    28.  World policy and programs in the population
field should incorporate two major objectives:

(a) actions to accommodate continued popu-
lation growth up to 6 billions by 2000
and up to 8 to 9 billions by the mid-21st
century without massive starvation or total
frustration of developmental hopes; and

(b) actions to keep the ultimate level as close
as possible to 8 billions rather than permitting
it to reach 10 billions, 13 billions, or more.

    29.  While specific goals in this area are difficult
to state, our aim should be for the world to achieve a re-
placement level of fertility, (a two-child family on the
average), by about the year 2000. This will require the
present 2 percent growth rate to decline to 1.7 percent
within a decade and to 1.1 percent by 2000. Compared to
the U.N medium projection, this goal would result in 500
million fewer people in 2000 and about 3 billion fewer in
2050. Attainment of this goal will require greatly inten-
sified population programs. A basis for developing national
population growth control targets to achieve this world target
is contained in the World Population Plan of Action.

    30.  The World Population Plan of Action is not
self-enforcing and will require vigorous efforts by
interested countries, U.N. agencies and other international
bodies to make it effective. U.S. leadership is essential.
The strategy must include the following elements and actions:

(a) Concentration on key countries. 
Assistance for population moderation should give
primary emphasis to the largest and fastest growing
developing countries where there is special U.S.
political and strategic interest. Those
countries are: India, Bangladesh, Pakistan,
Nigeria, Mexico, Indonesia, Brazil, the
Philippines
, Thailand, Egypt, Turkey, Ethiopia
and Colombia. Together, they account for
47 percent of the world's current population
increase. (It should be recognized that at
present AID bilateral assistance to some of
these countries may not be acceptable.)
Bilateral assistance, to the extent that funds are
available, will be given to other countries, con-
sidering such factors as population growth, need
for external assistance, long-term U.S. interests
and willingness to engage in self-help. Multi-
lateral programs must necessarily have a wider
coverage and the bilateral programs of other
national donors will be shaped to their particular
interests. At the same time, the U.S. will look
to the multilateral agencies -- especially the
U.N. Fund for Population Activities which already
has projects in over 80 countries -- to increase
population assistance on a broader basis
with increased U.S. contributions. This is
desirable in terms of U.S. interests and necessary
in political terms in the United Nations. But progress
nevertheless, must be made in the key 13 and our
limited resources should give major emphasis to them.

(b) Integration of population factors and
population programs into country development planning.

As called for by the world Population Plan of Action,
developing countries and those aiding them should
specifically take population factors into account
in national planning and include population pro-
grams in such plans.

(c) Increased assistance for family planning
services, information and technology.
  This is a
vital aspect of any world population program.
(1) Family planning information and materials
based on present technology should be made fully
available as rapidly as possible to the 85% of
the populations in key LDCs not now reached, essen-
tially rural poor who have the highest fertility.
(2) Fundamental and developmental research should
be expanded, aimed at simple, low-cost, effective,
safe, long-lasting and acceptable methods of ferti-
lity control. Support by all federal agencies
for biomedical research in this field should be
increased by $60 million annually.

(d) Creating conditions conducive to fertility
decline.
  For its own merits and consistent with the
recommendations of the World Population Plan of
Action, priority should be given in the general
aid program to selective development policies in
sectors offering the greatest promise of increased
motivation for smaller family size. In many cases
pilot programs and experimental research will be
needed as guidance for later efforts on a larger
scale. The preferential sectors include:

·         Providing minimal levels of education,
especially for women;

·         Reducing infant mortality, including
through simple low-cost health care networks;

·         Expanding wage employment, especially
for women;

·         Developing alternatives to children as
a source of old age security;

·         Increasing income of the poorest,
especially in rural areas, including
providing privately owned farms;

·         Education of new generations on the
desirability of smaller families.

While AID has information on the relative importance of
the new major socio-economic factors that lead to lower
birth rates, much more research and experimentation
need to be done to determine what cost effective programs
and policy will lead to lower birth rates.

(e) Food and agricultural assistance is vital for any
population sensitive development strategy.
  The provision
of adequate food stocks for a growing population in times
of shortage is crucial. Without such a program for the
LDCs there is considerable chance that such shortage
will lead to conflict and adversely affect population goals
and developmental efforts. Specific recommendations are
included in Section IV(c) of this study.

(f) Development of a worldwide political and popular
commitment to population stabilization is fundamental
to any effective strategy.
  This requires the support and
commitment of key LDC leaders. This will only take place
if they clearly see the negative impact of unrestricted
population growth and believe it is possible to deal with
this question through governmental action. The U.S. should
encourage LDC leaders to take the lead in advancing family
planning and population stabilization both within multi-
lateral organizations and through bilateral contacts with
other LDCs. This will require that the President and
the Secretary of State treat the subject of population
growth control as a matter of paramount importance and
address it specifically in their regular contacts with
leaders of other governments, particularly LDCs.

    31.  The World Population Plan of Action and the
resolutions adopted by consensus by 137 nations at the
August 1974 U.N. World Population Conference, though
not ideal, provide an excellent framework for developing a
worldwide system of population/family planning programs.
We should use them to generate U.N. agency and national
leadership for an all-out effort to lower growth rates.
Constructive action by the U.S. will further our objectives.
To this end we should:

    (a) Strongly support the World Population
Plan of Action and the adoption of its appropriate
provisions in national and other programs.

    (b) Urge the adoption by national programs
of specific population goals including replacement
levels of fertility for DCs and LDCs by 2000.

    (c) After suitable preparation in the U.S.,
announce a U.S. goal to maintain our present national
average fertility no higher than replacement level
and attain near stability by 2000.

    (d) Initiate an international cooperative
strategy of national research programs on human
reproduction and fertility control covering bio-
medical and socio-economic factors, as proposed
by the U.S. Delegation at Bucharest.

    (e) Act on our offer at Bucharest to collaborate
with other interested donors and U.N. agencies to
aid selected countries to develop low cost preventive
health and family planning services.

    (f) Work directly with donor countries and
through the U.N. Fund for Population Activities
and the OECD/DAC to increase bilateral and multilateral
assistance for population programs.

    32.  As measures to increase understanding of popula-
tion factors by LDC leaders and to strengthen population
planning in national development plans, we should carry
out the recommendations in Part II, Section VI, including:

    (a) Consideration of population factors and
population policies in all Country Assistance
Strategy Papers (CASP) and Development Assistance
Program (DAP) multi-year strategy papers.

    (b) Prepare projections of population growth
individualized for countries with analyses of relations
of population factors to social and economic develop-
ment of each country and discuss them with national
leaders.

    (c) Provide for greatly increased training
programs for senior officials of LDCs in the elements
of demographic economics.

    (d) Arrange for familiarization programs at
U.N. Headquarters in New York for ministers of
governments, senior policy level officials and com-
parably influential leaders from private life.

    (e) Assure assistance to LDC leaders in integrat-
ing population factors in national plans, particularly
as they relate to health services, education,
agricultural resources and development, employment,
equitable distribution of income and social stability.

    (f) Also assure assistance to LDC leaders in
relating population policies and family planning
programs to major sectors of development: health,
nutrition, agriculture, education, social services,
organized labor, women's activities, and community
development.

    (g) Undertake initiatives to implement the
Percy Amendment regarding improvement in the status
of women.

    (h) Give emphasis in assistance to programs
on development of rural areas.

    Beyond these activities which are essentially directed
at national interests, we must assure that a broader educa-
tional concept is developed to convey an acute understanding
to national leaders of the interrelation of national interests
and world population growth.

    33.  We must take care that our activities should not
give the appearance to the LDCs of an industrialized
country policy directed against the LDCs. Caution must
be taken that in any approaches in this field we support
in the LDCs are ones we can support within this country.
"Third World" leaders should be in the forefront and
obtain the credit for successful programs. In this context
it is important to demonstrate to LDC leaders that such
family planning programs have worked and can work within
a reasonable period of time.

    34.  To help assure others of our intentions we
should indicate our emphasis on the right of individuals
and couples to determine freely and responsibly the number
and spacing of their children and to have information,
education and means to do so, and our continued interest in
improving the overall general welfare. We should use the
authority provided by the World Population Plan of Action
to advance the principles that 1) responsibility in
parenthood includes responsibility to the children and
the community and 2) that nations in exercising their
sovereignty to set population policies should take into
account the welfare of their neighbors and the world. To
strengthen the worldwide approach, family planning programs
should be supported by multilateral organizations wherever
they can provide the most efficient means.

    35.  To support such family planning and related
development assistance efforts there is need to increase
public and leadership information in this field. We
recommend increased emphasis on mass media, newer
communications technology and other population education
and motivation programs by the UN and USIA. Higher
priority should be given to these information programs
in this field worldwide.

    36.  In order to provide the necessary resources
and leadership, support by the U.S. public and Congress
will be necessary. A significant amount of funds will be
required for a number of years. High level personal contact
by the Secretary of State and other officials on the
subject at an early date with Congressional counterparts
is needed. A program for this purpose should be developed
by OES with H and AID.

    37.  There is an alternate view which holds that
a growing number of experts believe that the population
situation is already more serious and less amenable
to solution through voluntary measures than is generally
accepted. It holds that, to prevent even more widespread
food shortage and other demographic catastrophes than
are generally anticipated, even stronger measures are
required and some fundamental, very difficult moral
issues need to be addressed. These include, for example,
our own consumption patterns, mandatory programs, tight
control of our food resources. In view of the seriousness
of these issues, explicit consideration of them should begin
in the Executive Branch, the Congress and the U.N. soon.
(See the end of Section I for this viewpoint.)

    38.  Implementing the actions discussed above
(in paragraphs 1-36), will require a significant expansion
in AID funds for population/family planning. A number of
major actions in the area of creating conditions for
fertility decline can be funded from resources available
to the sectors in question (e.g., education, agriculture).
Other actions, including family planning services, research
and experimental activities on factors affecting fertility,
come under population funds. We recommend increases in
AID budget requests to the Congress on the order of
$35-50 million annually through FY 1980 (above the $137.5
million requested for FY 1975). This funding would cover
both bilateral programs and contributions to multilateral
organizations. However, the level of funds needed in the
future could change significantly, depending on such
factors as major breakthroughs in fertility control
technologies and LDC receptivities to population assistance.
To help develop, monitor, and evaluate the expanded actions
discussed above, AID is likely to need additional direct
hire personnel in the population/family planning area. As
a corollary to expanded AID funding levels for population,
efforts must be made to encourage increased contributions
by other donors and recipient countries to help reduce rapid
population growth.

Policy Follow-up and Coordination

    39.  This world wide population strategy involves very
complex and difficult questions. Its implementation will
require very careful coordination and specific application
in individual circumstances. Further work is greatly
needed in examining the mix of our assistance strategy and its
most efficient application. A number of agencies are
interested and involved. Given this, there appears to be
a need for a better and higher level mechanism to refine
and develop policy in this field and to coordinate its
implementation beyond this NSSM. The following options
are suggested for consideration:

    (a) That the NSC Under Secretaries Committee
be given responsibility for policy and executive
review of this subject
:

Pros:

·         Because of the major foreign policy implications
of the recommended population strategy a high
level focus on policy is required for the
success of such a major effort.

·         With the very wide agency interests in this
topic there is need for an accepted and normal
interagency process for effective analysis and
disinterested policy development and implementation
within the N.S.C. system.

·         Staffing support for implementation of the
NSSM-200 follow-on exists within the USC framework
including utilization of the Office of Population
of the Department of State as well as other.

·         USC has provided coordination and follow-up
in major foreign policy areas involving a number of
agencies as is the case in this study.

Cons:

·         The USC would not be within the normal policy-
making framework for development policy as would
be in the case with the DCC.

·         The USC is further removed from the process of
budget development and review of the AID Population
Assistance program.


    (b) That when its establishment is authorized by
the President, the Development Coordination Committee,
headed by the AID Administrator be given overall
responsibility
:*

Pros: (Provided by AID)

·         It is precisely for coordination of this type
of development issue involving a variety of U.S.
policies toward LDCs that the Congress directed
the establishment of the DCC.

·         The DCC is also the body best able to relate
population issues to other development issues,
with which they are intimately related.

·         The DCC has the advantage of stressing technical
and financial aspects of U.S. population policies,
thereby minimizing political complications fre-
quently inherent in population programs.

·         It is, in AID's view, the coordinating body
best located to take an overview of all the
population activities now taking place under bilateral
and multilateral auspices.

Cons:

·         While the DCC will doubtless have substantial
technical competence, the entire range of political
and other factors bearing on our global population
strategy might be more effectively considered by
a group having a broader focus than the DCC.

·         The DCC is not within the N.S.C. system which
provides a more direct access to both the
President and the principal foreign policy
decision-making mechanism.

·         The DCC might overly emphasize purely developmental
aspects of population and under emphasize other
important elements.


    (c) That the NSC/CIEP be asked to lead an Inter-
departmental Group for this subject to insure follow-up
interagency coordination, and further policy development
.
(No participating Agency supports this option, therefore
it is only included to present a full range of
possibilities).

Option (a) is supported by State, Treasury,
Defense (ISA and JCS), Agriculture, HEW,
Commerce, NSC and CIA.
1

Option (b) is supported by AID.

    Under any of the above options, there should be an
annual review of our population policy to examine progress,
insure our programs are in keeping with the latest informa-
tion in this field, identify possible deficiencies, and
recommend additional action at the appropriate level.2
 

 

 


* NOTE: AID expects the DCC will have the following
composition: The Administrator of AID as Chairman; the
Under Secretary of State for Economic Affairs; the Under
Secretary of Treasury for Monetary Affairs; the Under
Secretaries of Commerce, Agriculture and Labor; an
Associate Director of OMB; the Executive Director of CIEP,
STR; a representative of the NSC; the Presidents of the
EX-IM Bank and OPIC; and any other agency when items of
interest to them are under discussion.

1 Department of Commerce supports the option of placing
the population policy formulation mechanism under
the auspices of the USC but believes that any detailed
economic questions resulting from proposed population
policies be explored through existing domestic and
international economic policy channels.

2 AID believes these reviews undertaken only periodically
might look at selected areas or at the entire range
of population policy depending on problems and needs
which arise.








CHAPTER I - WORLD DEMOGRAPHIC TRENDS

Introduction

     The present world population growth is unique. Rates of increase are much higher than in earlier centuries, they are more widespread, and have a greater effect on economic life, social justice, and -- quite likely -- on public order and political stability. The significance of population growth is enhanced because it comes at a time when the absolute size and rate of increase of the global economy, need for agricultural land, demand for and consumption of resources including water, production of wastes and pollution have also escalated to historically unique levels. Factors that only a short time ago were considered separately now have interlocking relationships, inter-dependence in a literal sense. The changes are not only quantitatively greater than in the past but qualitatively different. The growing burden is not only on resources but on administrative and social institutions as well.

     Population growth is, of course, only one of the important factors in this new, highly integrated tangle of relationships. However, it differs from the others because it is a determinant of the demand sector while others relate to output and supply. (Population growth also contributes to supply through provision of manpower; in most developing countries, however, the problem is not a lack of but a surfeit of hands.) It is, therefore, most pervasive, affecting what needs to be done in regard to other factors. Whether other problems can be solved depends, in varying degrees, on the extent to which rapid population growth and other population variables can be brought under control. Highlights of Current Demographic Trends      Since 1950, world population has been undergoing unprecedented growth. This growth has four prominent features:

     1. It is unique, far more rapid than ever in history.

     2. It is much more rapid in less developed than in developed regions.

     3. Concentration in towns and cities is increasing much more rapidly than overall population growth and is far more rapid in LDCs than in developed countries.      4. It has a tremendous built-in momentum that will inexorably double populations of most less developed countries by 2000 and will treble or quadruple their populations before leveling off -- unless far greater efforts at fertility control are made than are being made.

     Therefore, if a country wants to influence its total numbers through population policy, it must act in the immediate future in order to make a substantial difference in the long run.

     For most of man's history, world population grew very slowly. At the rate of growth estimated for the first 18 centuries A.D., it required more than 1,000 years for world population to double in size. With the beginnings of the industrial revolution and of modern medicine and sanitation over two hundred years ago, population growth rates began to accelerate. At the current growth rate (1.9 percent) world population will double in 37 years.

     In the developed countries of Europe, growth rates in the last century rarely exceeded 1.0-1.2 percent per year, almost never 1.5 percent. Death rates were much higher than in most LDCs today. In North America where growth rates were higher, immigration made a significant contribution. In nearly every country of Europe, growth rates are now below 1 percent, in many below 0.5 percent. The natural growth rate (births minus deaths) in the United States is less than 0.6 percent. Including immigration (the world's highest) it is less than 0.7 percent.

     In less developed countries growth rates average about 2.4 percent. For the People's Republic of China, with a massive, enforced birth control program, the growth rate is estimated at under 2 percent. India's is variously estimated from 2.2 percent, Brazil at 2.8 percent, Mexico at 3.4 percent, and Latin America at about 2.9 percent. African countries, with high birth as well as high death rates, average 2.6 percent; this growth rate will increase as death rates go down.

     The world's population is now about 3.9 billion; 1.1 billion in the developed countries (30 percent) and 2.8 billion in the less developed countries (70 percent).

     In 1950, only 28 percent of the world's population or 692 million, lived in urban localities. Between 1950 and 1970, urban population expanded at a rate twice as rapid as the rate of growth of total population. In 1970, urban population increased to 36 percent of world total and numbered 1.3 billion. By 2000, according to the UN's medium variant projection, 3.2 billion (about half of the total) of world inhabitants will live in cities and towns.

     In developed countries, the urban population varies from 45 to 85 percent; in LDCs, it varies from close to zero in some African states to nearly 100 percent in Hong Kong and Singapore.

     In LDCs, urban population is projected to more than triple in the remainder of this century, from 622 million in 1970 to 2,087 in 2000. Its proportion in total LDC population will thus increase from 25 percent in 1970 to 41 percent in 2000. This implies that by the end of this century LDCs will reach half the level of urbanization projected for DCs (82 percent) (See Table I).

     The enormous built-in momentum of population growth in the less developed countries (and to a degree in the developed countries) is, if possible, even more important and ominous than current population size and rates of growth. Unlike a conventional explosion, population growth provides a continuing chain reaction. This momentum springs from (1) high fertility levels of LDC populations and (2) the very high percentage of maturing young people in populations. The typical developed country, Sweden for example, may have 25% of the population under 15 years of age. The typical developing country has 41% to 45% or its population under 15. This means that a tremendous number of future parents, compared to existing parents, are already born. Even if they have fewer children per family than their parents, the increase in population will be very great.

     Three projections (not predictions), based on three different assumptions concerning fertility, will illustrate the generative effect of this building momentum.

     a. Present fertility continued: If present fertility rates were to remain constant, the 1974 population 3.9 billion would increase to 7.8 billion by the hear 2000 and rise to a theoretical 103 billion by 2075.

     b. U.N. "Medium Variant": If present birth rates in the developing countries, averaging about 38/1000 were further reduced to 29/1000 by 2000, the world's population in 2000 would be 6.4 billion, with over 100 million being added each year. At the time stability (non-growth) is reached in about 2100, world population would exceed 12.0 billion.

     c. Replacement Fertility by 2000: If replacement levels of fertility were reached by 2000, the world's population in 2000 would be 5.9 billion and at the time of stability, about 2075, would be 8.4 billion. ("Replacement level" of fertility is not zero population growth. It is the level of fertility when couples are limiting their families to an average of about two children. For most countries, where there are high percentages of young people, even the attainment of replacement levels of fertility means that the population will continue to grow for additional 50-60 years to much higher numbers before leveling off.)

     It is reasonable to assume that projection (a) is unreal since significant efforts are already being made to slow population growth and because even the most extreme pro-natalists do not argue that the earth could or should support 103 billion people. Famine, pestilence, war, or birth control will stop population growth far short of this figure.

The U.N. medium variant (projection (b) has been described in a publication of the U.N. Population Division as "a synthesis of the results of efforts by demographers of the various countries and the U.N. Secretariat to formulate realistic assumptions with regard to future trends, in view of information about present conditions and past experiences." Although by no means infallible, these projections provide plausible working numbers and are used by U.N. agencies (e.g., FAO, ILO) for their specialized analyses. One major shortcoming of most projections, however, is that "information about present conditions" quoted above is not quite up-to-date. Even in the United States, refined fertility and mortality rates become available only after a delay of several years.

     Thus, it is possible that the rate of world population growth has actually fallen below (or for that matter increased from) that assumed under the U.N. medium variant. A number of less developed countries with rising living levels (particularly with increasing equality of income) and efficient family planning programs have experienced marked declines in fertility. Where access to family planning services has been restricted, fertility levels can be expected to show little change.

     It is certain that fertility rates have already fallen significantly in Hong King, Singapore, Taiwan, Fiji, South Korea, Barbados, Chile, Costa Rica, Trinidad and Tobago, and Mauritius (See Table 1). Moderate declines have also been registered in West Malaysia, Sri Lanka, and Egypt. Steady increases in the number of acceptors at family planning facilities indicate a likelihood of some fertility reduction in Thailand, Indonesia, the Philippines, Colombia, and other countries which have family planning programs. On the other hand, there is little concrete evidence of significant fertility reduction in the populous countries of India, Bangladesh, Pakistan, etc.1

     Projection (c) is attainable if countries recognize the gravity of their population situation and make a serious effort to do something about it.

     The differences in the size of total population projected under the three variants become substantial in a relatively short time.

     By 1985, the medium variant projects some 342 million fewer people than the constant fertility variant and the replacement variant is 75 million lower than the medium variant.

     By the year 2000 the difference between constant and medium fertility variants rises to 1.4 billion and between the medium and replacement variants, close to 500 million. By the year 2000, the span between the high and low series -- some 1.9 billion -- would amount to almost half the present world population.

     Most importantly, perhaps, by 2075 the constant variant would have swamped the earth and the difference between the medium and replacement variants would amount to 3.7 billion. (Table 2.) The significance of the alternative variants is that they reflect the difference between a manageable situation and potential chaos with widespread starvation, disease, and disintegration for many countries.

     Furthermore, after replacement level fertility is reached, family size need not remain at an average of two children per family. Once this level is attained, it is possible that fertility will continue to decline below replacement level. This would hasten the time when a stationary population is reached and would increase the difference between the projection variants. The great momentum of population growth can be seen even more clearly in the case of a single country -- for example, Mexico. Its 1970 population was 50 million. If its 1965-1970 fertility were to continue, Mexico's population in 2070 would theoretically number 2.2 billion. If its present average of 6.1 children per family could be reduced to an average of about 2 (replacement level fertility) by 1980-85, its population would continue to grow for about sixty years to 110 million. If the two-child average could be reached by 1990-95, the population would stabilize in sixty more years at about 22 percent higher -- 134 million. If the two-child average cannot be reached for 30 years (by 2000-05), the population at stabilization would grow by an additional 24 percent to 167 million.

     Similar illustrations for other countries are given below.

     As Table 3. indicates, alternative rates of fertility decline would have significant impact on the size of a country's population by 2000. They would make enormous differences in the sizes of the stabilized populations, attained some 60 to 70 years after replacement level fertility is reached. Therefore, it is of the utmost urgency that governments now recognize the facts and implications of population growth determining the ultimate population sizes that make sense for their countries and start vigorous programs at once to achieve their desired goals.

FUTURE GROWTH IN MAJOR REGIONS AND COUNTRIES

     Throughout the projected period 1970 to 2000, less developed regions will grow more rapidly than developed regions. The rate of growth in LDCs will primarily depend upon the rapidity with which family planning practices are adopted.

     Differences in the growth rates of DCs and LDCs will further aggravate the striking demographic imbalances between developed and less developed countries. Under the U.N. medium projection variant, by the year 2000 the population of less developed countries would double, rising from 2.5 billion in 1970 to 5.0 billion (Table 4). In contrast, the overall growth of the population of the developed world during the same period would amount to about 26 percent, increasing from 1.08 to 1.37 billion. Thus, by the year 2000 almost 80 percent of world population would reside in regions now considered less developed and over 90 percent of the annual increment to world population would occur there.

     The paucity of reliable information on all Asian communist countries and the highly optimistic assumptions concerning China's fertility trends implicit in U.N. medium projections2 argue for disaggregating the less developed countries into centrally planned economies and countries with market economies. Such disaggregation reflects more accurately the burden of rapidly growing populations in most LDCs.

     As Table 4. shows, the population of countries with centrally planned economies, comprising about 1/3 of the 1970 LDC total, is projected to grow between 1970 and 2000 at a rate well below the LDC average of 2.3 percent. Over the entire thirty-year period, their growth rate averages 1.4 percent, in comparison with 2.7 percent for other LDCs. Between 1970 and 1985, the annual rate of growth in Asian communist LDCs is expected to average 1.6 percent and subsequently to decline to an average of 1.2 percent between 1985 and 2000. The growth rate of LDCs with market economies, on the other hand, remains practically the same, at 2.7 and 2.6 percent, respectively. Thus, barring both large-scale birth control efforts (greater than implied by the medium variant) or economic or political upheavals, the next twenty-five years offer non-communist LDCs little respite from the burdens of rapidly increasing humanity. Of course, some LDCs will be able to accommodate this increase with less difficulty than others.

     Moreover, short of Draconian measures there is no possibility that any LDC can stabilize its population at less than double its present size. For many, stabilization will not be short of three times their present size.

     NATO and Eastern Europe. In the west, only France and Greece have a policy of increasing population growth -- which the people are successfully disregarding. (In a recent and significant change from traditional positions, however, the French Assembly overwhelmingly endorsed a law not only authorizing general availability of contraceptives but also providing that their cost be borne by the social security system.) Other western NATO members have no policies.3 Most provide some or substantial family planning services. All appear headed toward lower growth rates. In two NATO member countries (West Germany and Luxembourg), annual numbers of deaths already exceed births, yielding a negative natural growth rate.

     Romania, Hungary, Bulgaria, and Czechoslovakia have active policies to increase their population growth rates -- despite the reluctance of their people to have larger families. Within the USSR, fertility rates in RSFSR and the republics of Ukraine, Latvia, and Estonia are below replacement level. This situation has prevailed at least since 1969-1970 and, if continued, will eventually lead to negative population growth in these republics. In the United States, average fertility also fell below replacement level in the past two years (1972 and 1973). There is a striking difference, however, in the attitudes toward this demographic development in the two countries. While in the United States the possibility of a stabilized (non-growing) population is generally viewed with favor, in the USSR there is perceptible concern over the low fertility of Slavs and Balts (mostly by Slavs and Balts). The Soviet government, by all indications, is studying the feasibility of increasing their sagging birth rates. The entire matter of fertility-bolstering policies is circumscribed by the relatively high costs of increasing fertility (mainly through increased outlays for consumption goods and services) and the need to avoid the appearance of ethnic discrimination between rapidly and slowly growing nationalities.

     U.N. medium projections to the year 2000 show no significant changes in the relative demographic position of the western alliance countries as against eastern Europe and the USSR. The population of the Warsaw Pact countries will remain at 65 percent of the populations of NATO member states. If Turkey is excluded, the Warsaw Pact proportion rises somewhat from 70 percent in 1970 to 73 percent by 2000. This change is not of an order of magnitude that in itself will have important implications for east-west power relations. (Future growth of manpower in NATO and Warsaw Pact nations has not been examined in this Memorandum.)

     Of greater potential political and strategic significance are prospective changes in the populations of less developed regions both among themselves and in relation to developed countries.

     Africa. Assessment of future demographic trends in Africa is severely impeded by lack of reliable base data on the size, composition, fertility and mortality, and migration of much of the continent's population. With this important limitation in mind, the population of Africa is projected to increase from 352 million in 1970 to 834 million in 2000, an increase of almost 2.5 times. In most African countries, population growth rates are likely to increase appreciably before they begin to decline. Rapid population expansion may be particularly burdensome to the "least developed" among Africa's LDCs including -- according to the U.N. classification -- Ethiopia, Sudan, Tanzania, Uganda, Upper Volta, Mali, Malawi, Niger, Burundi, Guinea, Chad, Rwanda, Somalia, Dahomey, Lesotho, and Botswana. As a group, they numbered 104 million in 1970 and are projected to grow at an average rate of 3.0 percent a year, to some 250 million in 2000. This rate of growth is based on the assumption of significant reductions in mortality. It is questionable, however, whether economic and social conditions in the foreseeable future will permit reductions in mortality required to produce a 3 percent growth rate. Consequently, the population of the "least developed" of Africa's LDCs may fall short of the 250 million figure in 2000.

     African countries endowed with rich oil and other natural resources may be in a better economic position to cope with population expansion. Nigeria falls into this category. Already the most populous country on the continent, with an estimated 55 million people in 1970 (see footnote to Table 4), Nigeria's population by the end of this century is projected to number 135 million. This suggests a growing political and strategic role for Nigeria, at least in Africa south of the Sahara.

     In North Africa, Egypt's population of 33 million in 1970 is projected to double by 2000. The large and increasing size of Egypt's population is, and will remain for many years, an important consideration in the formulation of many foreign and domestic policies not only of Egypt but also of neighboring countries.

     Latin America. Rapid population growth is projected for tropical South American which includes Brazil, Colombia, Peru, Venezuela, Ecuador and Bolivia. Brazil, with a current population of over 100 million, clearly dominates the continent demographically; by the end of this century, its population is projected to reach the 1974 U.S. level of about 212 million people. Rapid economic growth prospects -- if they are not diminished by demographic overgrowth -- portend a growing power status for Brazil in Latin America and on the world scene over the next 25 years.

     The Caribbean which includes a number of countries with promising family planning programs (Jamaica, Trinidad and Tobago, Cuba, Barbados and also Puerto Rico) is projected to grow at 2.2 percent a year between 1970 and 2000, a rate below the Latin American average of 2.8 percent.

     Perhaps the most significant population trend from the viewpoint of the United States is the prospect that Mexico's population will increase from 50 million in 1970 to over 130 million by the year 2000. Even under most optimistic conditions, in which the country's average fertility falls to replacement level by 2000, Mexico's population is likely to exceed 100 million by the end of this century.

     South Asia. Somewhat slower rates are expected for Eastern and Middle South Asia whose combined population of 1.03 billion in 1970 is projected to more than double by 2000 to 2.20 billion. In the face of continued rapid population growth (2.5 percent), the prospects for the populous Indian subregion, which already faces staggering economic problems, are particularly bleak. South and Southeast Asia's population will substantially increase relative to mainland China; it appears doubtful, however, that this will do much to enhance their relative power position and political influence in Asia. On the contrary, preoccupation with the growing internal economic and social problems resulting from huge population increases may progressively reduce the ability of the region, especially India, to play an effective regional and world power role.

     Western South Asia, demographically dominated by Turkey and seven oil-rich states (including Saudi Arabia, Iraq, and Kuwait) is projected to be one of the fastest growing LDC regions, with an annual average growth rate of 2.9 percent between 1970 and 2000. Part of this growth will be due to immigration, as for example, into Kuwait.

     The relatively low growth rate of 1.8 percent projected for East Asian LDCs with market economics reflects highly successful family planning programs in Taiwan, South Korea, and Hong Kong.

     The People's Republic of China (PRC). The People's Republic of China has by far the world's largest population and, potentially, severe problems of population pressure, given its low standard of living and quite intensive utilization of available farm land resources. Its last census in 1953 recorded a population of 583 million, and PRC officials have cited a figure as high as 830 million for 1970. The Commerce Department's Bureau of Economic Analysis projects a slightly higher population, reaching 920 million by 1974. The present population growth rate is about two percent.      Conclusion      Rapid population growth in less developed countries has been mounting in a social milieu of poverty, unemployment and underemployment, low educational attainment, widespread malnutrition, and increasing costs of food production. These countries have accumulated a formidable "backlog" of unfinished tasks. They include economic assimilation of some 40 percent of their people who are pressing at, but largely remain outside the periphery of the developing economy; the amelioration of generally low levels of living; and in addition, accommodation of annually larger increments to the population. The accomplishment of these tasks could be intolerably slow if the average annual growth rate in the remainder of this century does not slow down to well below the 2.7 percent projected, under the medium variant, for LDCs with market economics. How rapid population growth impedes social and economic progress is discussed in subsequent chapters.

CHAPTER II. POPULATION AND WORLD FOOD SUPPLIES

     Rapid population growth and lagging food production in developing countries, together with the sharp deterioration in the global food situation in 1972 and 1973, have raised serious concerns about the ability of the world to feed itself adequately over the next quarter century and beyond.

     As a result of population growth, and to some extent also of increasing affluence, world food demand has been growing at unprecedented rates. In 1900, the annual increase in world demand for cereals was about 4 million tons. By 1950, it had risen to about 12 million tons per year. By 1970, the annual increase in demand was 30 million tons (on a base of over 1,200 million tons). This is roughly equivalent to the annual wheat crop of Canada, Australia, and Argentina combined. This annual increase in food demand is made up of a 2% annual increase in population and a 0.5% increased demand per capita. Part of the rising per capita demand reflects improvement in diets of some of the peoples of the developing countries. In the less developed countries about 400 pounds of grain is available per person per year and is mostly eaten as cereal. The average North American, however, uses nearly a ton of grain a year, only 200 pounds directly and the rest in the form of meat, milk, and eggs for which several pounds of cereal are required to produce one pound of the animal product (e.g., five pounds of grain to produce one pound of beef).

     During the past two decades, LDCs have been able to keep food production ahead of population, notwithstanding the unprecedentedly high rates of population growth. The basic figures are summarized in the following table: [calculated from data in USDA, The World Agricultural Situation, March 1974]:     

         INDICES OF WORLD POPULATION AND FOOD PRODUCTION

              (excluding Peoples Republic of China)

                            1954=100

       +--------------------+--------------------+------------------------+

       |        WORLD       | DEVELOPED COUNTRIES|LESS DEVELOPED COUNTRIES|

       |        Food        |        Food        |          Food          |

       |     production     |     production     |       production       |

       |                    |                    |                        |

       | Popu-        Per   | Popu-        Per   | Popu-        Per       |

       |lation Total  Capita|lation Total  Capita|lation Total  Capita    |

+------+--------------------+--------------------+------------------------+

| 1954 |  100    100    100 |  100    100    100 |  100   100    100      |

| 1973 |  144    170    119 |  124    170    138 |  159   171    107      |

|      |                                                                  |

| Compound Annual Increase (%):                                           |

|      |  1.9    2.8    0.9 |  1.1    2.8    1.7 |  2.5   2.9    0.4      |

+------+--------------------+--------------------+------------------------+

     It will be noted that the relative gain in LDC total food production was just as great as for advanced countries, but was far less on a per capita basis because of the sharp difference in population growth rates. Moreover, within the LDC group were 24 countries (including Indonesia, Nigeria, the Philippines, Zaire, Algeria, Guyana, Iraq, and Chile) in which the rate of increase of population growth exceeded the rate of increase in food production; and a much more populous group (including India, Pakistan, and Bangladesh) in which the rate of increase in production barely exceeded population growth but did not keep up with the increase in domestic demand. [World Food Conference, Preliminary Assessment, 8 May 1974; U.N. Document E/CONF. 65/ PREP/6, p. 33.]

     General requirements have been projected for the years 1985 and 2000, based on the UN Medium Variant population estimates and allowing for a very small improvement in diets in the LDCs.

     A recent projection made by the Department of Agriculture indicates a potential productive capacity more than adequate to meet world cereal requirements (the staple food of the world) of a population of 6.4 billion in the year 2000 (medium fertility variant) at roughly current relative prices.

     This overall picture offers little cause for complacency when broken down by geographic regions. To support only a very modest improvement in current cereal consumption levels (from 177 kilograms per capita in 1970 to 200-206 kilograms in 2000) the projections show an alarming increase in LDC dependency on imports. Such imports are projected to rise from 21.4 million tons in 1970 to 102-122 million tons by the end of the century. Cereal imports would increase to 13-15 percent of total developing country consumption as against 8 percent in 1970. As a group, the advanced countries cannot only meet their own needs but will also generate a substantial surplus. For the LDCs, analyses of food production capacity foresee the physical possibility of meeting their needs, provided that (a) weather conditions are normal, (b) yields per unit of area continue to improve at the rates of the last decade, bringing the average by 1985 close to present yields in the advanced countries, and (c) a substantially larger annual transfer of grains can be arranged from the surplus countries (mainly North America), either through commercial sales or through continuous and growing food aid. The estimates of production capacity do not rely on major new technical breakthroughs in food production methods, but they do require the availability and application of greatly increased quantities of fertilizers, pesticides, irrigation water, and other inputs to modernized agriculture, together with continued technological advances at past rates and the institutional and administrative reforms (including vastly expanded research and extension services) essential to the successful application of these inputs. They also assume normal weather conditions. Substantial political will is required in the LDCs to give the necessary priority to food production.

     There is great uncertainty whether the conditions for achieving food balance in the LDCs can in fact be realized. Climatic changes are poorly understood, but a persistent atmospheric cooling trend since 1940 has been established. One respectable body of scientific opinion believes that this portends a period of much wider annual frosts, and possibly a long-term lowering of rainfall in the monsoon areas of Asia and Africa. Nitrogen fertilizer will be in world short supply into the late 1970s, at least; because of higher energy prices, it may also be more costly in real terms than in the 1960s. Capital investments for irrigation and infrastructure and the organizational requirements for securing continuous improvements in agricultural yields may well be beyond the financial and administrative capacity of many LDCs. For some of the areas under heaviest population pressure, there is little or no prospect for foreign exchange earnings to cover constantly increasing imports of food.

     While it is always unwise to project the recent past into the long-term future, the experience of 1972-73 is very sobering. The coincidence of adverse weather in many regions in 1972 brought per capita production in the LDCs back to the level of the early 1960s. At the same time, world food reserves (mainly American) were almost exhausted, and they were not rebuilt during the high production year of 1973. A repetition under these conditions of 1972 weather patterns would result in large-scale famine of a kind not experienced for several decades -- a kind the world thought had been permanently banished.

     Even if massive famine can be averted, the most optimistic forecasts of food production potential in the more populous LDCs show little improvement in the presently inadequate levels and quality of nutrition. As long as annual population growth continues at 2 to 3 percent or more, LDCs must make expanded food production the top development priority, even though it may absorb a large fraction of available capital and foreign exchange.

     Moderation of population growth rates in the LDCs could make some difference to food requirements by 1985, a substantial difference by 2000, and a vast difference in the early part of the next century. From the viewpoint of U.S. interests, such reductions in LDC food needs would be clearly advantageous. They would not reduce American commercial markets for food since the reduction in LDC food requirements that would result from slowing population growth would affect only requests for concessional or grant food assistance, not commercial sales. They would improve the prospects for maintaining adequate world food reserves against climatic emergencies. They would reduce the likelihood of periodic famines in region after region, accompanied by food riots and chronic social and political instability. They would improve the possibilities for long-term development and integration into a peaceful world order.

     Even taking the most optimistic view of the theoretical possibilities of producing enough foods in the developed countries to meet the requirements of the developing countries, the problem of increased costs to the LDCs is already extremely serious and in its future may be insurmountable. At current prices the anticipated import requirements of 102-122 million tons by 2000 would raise the cost of developing countries' imports of cereals to $16-204 billion by that year compared with $2.5 billion in 1970. Large as they may seem even these estimates of import requirements could be on the low side if the developing countries are unable to achieve the Department of Agriculture's assumed increase in the rate of growth of production.

     The FAO in its recent "Preliminary Assessment of the World Food Situation Present and Future" has reached a similar conclusion:

     What is certain is the enormity of the food import bill which might face the developing countries . . . In addition [to cereals] the developing countries . . . would be importing substantial amounts of other foodstuffs. clearly the financing of international food trade on this scale would raise very grave problems.

     At least three-quarters of the projected increase in cereal imports of developing countries would fall in the poorer countries of South Asia and North and Central Africa. The situation in Latin America which is projected to shift from a modest surplus to a modest deficit area is quite different. Most of this deficit will be in Mexico and Central America, with relatively high income and easily exploitable transportation links to the U.S.

     The problem in Latin America, therefore, appears relatively more manageable.

     It seems highly unlikely, however, that the poorer countries of Asia and Africa will be able to finance nearly like the level of import requirements projected by the USDA. Few of them have dynamic export-oriented industrial sectors like Taiwan or South Korea or rich raw material resources that will generate export earnings fast enough to keep pace with food import needs. Accordingly, those countries where large-scale hunger and malnutrition are already present face the bleak prospect of little, if any, improvement in the food intake in the years ahead barring a major foreign financial food aid program, more rapid expansion of domestic food production, reduced population growth or some combination of all three. Worse yet, a series of crop disasters could transform some of them into classic Malthusian cases with famines involving millions of people.

     While foreign assistance probably will continue to be forthcoming to meet short-term emergency situations like the threat of mass starvation, it is more questionable whether aid donor countries will be prepared to provide the sort of massive food aid called for by the import projections on a long-term continuing basis.

     Reduced population growth rates clearly could bring significant relief over the longer term. Some analysts maintain that for the post-1985 period a rapid decline in fertility will be crucial to adequate diets worldwide. If, as noted before, fertility in the developing countries could be made to decline to the replacement level by the year 2000, the world's population in that year would be 5.9 billion or 500 million below the level that would be attained if the UN medium projection were followed. Nearly all of the decline would be in the LDCs. With such a reduction the projected import gap of 102-122 million tons per year could be eliminated while still permitting a modest improvement in per capita consumption. While such a rapid reduction in fertility rates in the next 30 years is an optimistic target, it is thought by some experts that it could be obtained by intensified efforts if its necessity were understood by world and national leaders. Even more modest reductions could have significant implications by 2000 and even more over time.

     Intensive programs to increase food production in developing countries beyond the levels assumed in the U.S.D.A. projections probably offer the best prospect for some reasonably early relief, although this poses major technical and organizational difficulties and will involve substantial costs. It must be realized, however, that this will be difficult in all countries and probably impossible in some -- or many. Even with the introduction of new inputs and techniques it has not been possible to increase agricultural output by as much as 3 percent per annum in many of the poorer developing countries. Population growth in a number of these countries exceeds that rate.

     Such a program of increased food production would require the widespread use of improved seed varieties, increased applications of chemical fertilizers and pesticides over vast areas and better farm management along with bringing new land under cultivation. It has been estimated, for example, that with better varieties, pest control, and the application of fertilizer on the Japanese scale, Indian rice yields could theoretically at least, be raised two and one-half times current levels. Here again very substantial foreign assistance for imported materials may be required for at least the early years before the program begins to take hold.

     The problem is clear. The solutions, or at least the directions we must travel to reach them are also generally agreed. What will be required is a genuine commitment to a set of policies that will lead the international community, both developed and developing countries, to the achievement of the objectives spelled out above.

CHAPTER III - MINERALS AND FUEL

     Population growth per se is not likely to impose serious constraints on the global physical availability of fuel and non-fuel minerals to the end of the century and beyond.

     This favorable outlook on reserves does not rule out shortage situations for specific minerals at particular times and places. Careful planning with continued scientific and technological progress (including the development of substitutes) should keep the problems of physical availability within manageable proportions.

     The major factor influencing the demand for non-agricultural raw materials is the level of industrial activity, regional and global. For example, the U.S., with 6% of the world's population, consumes about a third of its resources. The demand for raw materials, unlike food, is not a direct function of population growth. The current scarcities and high prices for most such materials result mainly from the boom conditions in all industrialized regions in the years 1972-73.

     The important potential linkage between rapid population growth and minerals availability is indirect rather than direct. It flows from the negative effects of excessive population growth in economic development and social progress, and therefore on internal stability, in overcrowded under-developed countries. The United States has become increasingly dependent on mineral imports from developing countries in recent decades, and this trend is likely to continue. The location of known reserves of higher-grade ores of most minerals favors increasing dependence of all industrialized regions on imports from less developed countries. The real problems of mineral supplies lie, not in basic physical sufficiency, but in the politico-economic issues of access, terms for exploration and exploitation, and division of the benefits among producers, consumers, and host country governments.

     In the extreme cases where population pressures lead to endemic famine, food riots, and breakdown of social order, those conditions are scarcely conducive to systematic exploration for mineral deposits or the long-term investments required for their exploitation. Short of famine, unless some minimum of popular aspirations for material improvement can be satisfied, and unless the terms of access and exploitation persuade governments and peoples that this aspect of the international economic order has "something in it for them," concessions to foreign companies are likely to be expropriated or subjected to arbitrary intervention. Whether through government action, labor conflicts, sabotage, or civil disturbance, the smooth flow of needed materials will be jeopardized. Although population pressure is obviously not the only factor involved, these types of frustrations are much less likely under conditions of slow or zero population growth.

     Reserves.

     Projections made by the Department of Interior through the year 2000 for those fuel and non-fuel minerals on which the U.S. depends heavily for imports5 support these conclusions on physical resources (see Annex). Proven reserves of many of these minerals appear to be more than adequate to meet the estimated accumulated world demand at 1972 relative prices at least to the end of the century. While petroleum (including natural gas), copper, zinc, and tin are probable exceptions, the extension of economically exploitable reserves as a result of higher prices, as well as substitution and secondary recovery for metals, should avoid long-term supply restrictions. In many cases, the price increases that have taken place since 1972 should be more than sufficient to bring about the necessary extension of reserves.

     These conclusions are consistent with a much more extensive study made in 1972 for the Commission on Population Growth and the American Future.6

     As regards fossil fuels, that study foresees adequate world reserves for at least the next quarter to half century even without major technological breakthroughs. U.S. reserves of coal and oil shale are adequate well into the next century, although their full exploitation may be limited by environmental and water supply factors. Estimates of the U.S. Geological Survey suggest recoverable oil and gas reserves (assuming sufficiently high prices) to meet domestic demand for another two or three decades, but there is also respectable expert opinion supporting much lower estimates; present oil production is below the peak of 1970 and meets only 70 percent of current demands.7 Nevertheless, the U.S. is in a relatively strong position on fossil fuels compared with the rest of the industrialized world, provided that it takes the time and makes the heavy investments needed to develop domestic alternatives to foreign sources.

     In the case of the 19 non-fuel minerals studied by the Commission it was concluded there were sufficient proven reserves of nine to meet cumulative world needs at current relative prices through the year 2020.8 For the ten others9 world proven reserves were considered inadequate. However, it was judged that moderate price increases, recycling and substitution could bridge the estimated gap between supply and requirements.

     The above projections probably understate the estimates of global resources. "Proved Reserves," that is known supplies that will be available at present or slightly higher relative costs 10 to 25 years from now, rarely exceed 25 years' cumulative requirements, because industry generally is reluctant to undertake costly exploration to meet demands which may or may not materialize in the more distant future. Experience has shown that additional reserves are discovered as required, at least in the case of non-fuel minerals, and "proved reserves" have generally remained constant in relation to consumption.

     The adequacy of reserves does not of course assure that supplies will be forthcoming in a steady stream as required. Intermediate problems may develop as a result of business miscalculations regarding the timing of expansion to meet requirements. With the considerable lead time required for expandin